
Bharath Byregowda Frm
Investment Banking - Regulatory Compliance and Controls Expert in Capital Markets regulations including MiFID II, EMIR, SFTR, MAR,... | Greater London, England, United Kingdom
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Bharath Byregowda Frm’s Emails bh****@bu****.com
Bharath Byregowda Frm’s Phone Numbers No phone number available.
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Bharath Byregowda Frm’s Location Greater London, England, United Kingdom
Bharath Byregowda Frm’s Expertise Investment Banking - Regulatory Compliance and Controls Expert in Capital Markets regulations including MiFID II, EMIR, SFTR, MAR, SSR, BMR In-depth knowledge of managing Regulatory Inventory and Controls Library, demonstrating regulatory compliance for Capital Markets business Skilled in designing and articulating controls to mitigate the regulatory non-compliance risks. Experienced in setting the standards on Controls articulation and frameworks. Successful track record of delivering on Regulatory and Audit Actions Proficient in data analysis, visualisation tools and presenting insightful MI to Board and Committees
Bharath Byregowda Frm’s Current Industry Scotiabank Global Banking And Markets
Bharath
Byregowda Frm’s Prior Industry
Infosys
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First American
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Perot Systems
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Southampton Solent University
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Lsl Corporate Client Department
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Barclays
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EE
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Centrica
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Bupa
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Tesco
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Lloyds Banking
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Tysers
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Citi
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Ey
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Lseg
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Just
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Scotiabank Global Banking And Markets
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Work Experience

Scotiabank Global Banking And Markets
Regulatory Controls Specialist
Thu Feb 01 2024 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Just
Senior Risk Manager
Sat Jul 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 2024 00:00:00 GMT+0000 (Coordinated Universal Time)
Lseg
Senior Risk Manager
Sun May 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Mar 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time)
Ey
Risk - VP
Wed Dec 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Jun 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time)
Citi
Risk and Controls Specialist
Mon Feb 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Oct 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time)
Tysers
Risk Management Consultant
Sun Mar 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Dec 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)
Lloyds Banking
Operational Risk Programme Implementation Manager
Wed Feb 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Sep 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time)
Tesco
Business Data Analyst
Mon Aug 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Feb 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)
Bupa
Risk Reporting Analyst
Sun Jun 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Apr 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Centrica
Lead MI Analyst
Sun Sep 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Jun 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
EE
MIS Consultant
Sun Jul 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Sep 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)
Barclays
MI Analyst, Central Finance and Change
Fri Jul 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Aug 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time)
Lsl Corporate Client Department
Management Information Analyst
Tue Feb 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Jun 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time)
Southampton Solent University
MBA
Tue Sep 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Oct 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)
Perot Systems
Programmer Analyst
Fri Feb 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Sep 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time)
First American
Mainframes Engineer
Mon May 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Dec 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)
Infosys
Software Engineer
Sun Aug 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Apr 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time)